European Commission : NEXT OPERATIONAL STEPS IN EU-TURKEY COOPERATION IN THE FIELD OF MIGRATION

ORIGINAL PUBLISHED HERE

Brussels, 16.3.2016 COM(2016) 166 final :

COMMUNICATION FROM THE COMMISSION TO THE EUROPEAN PARLIAMENT, THE EUROPEAN COUNCIL AND THE COUNCIL

NEXT OPERATIONAL STEPS IN EU-TURKEY COOPERATION IN THE FIELD OF MIGRATION

  1. INTRODUCTION

On 7 March 2016, the Heads of State or Government of the European Union and the Prime Minister of Turkey discussed EU-Turkey relations and the progress made in the implementation of the Joint Action Plan.1

It was agreed that bold moves were needed to close down people smuggling routes, to break the business model of the smugglers, to protect our external borders and to end the migration crisis in Europe. The need to break the link between getting in a boat and staying in Europe was emphasised.

The NATO operation in the Aegean Sea, one of the tasks of which will be to identify potential smuggling activity and notify the Turkish authorities in real time, is an important element in these efforts. Cooperation between the NATO operation and Frontex will be crucial in stemming the flow of irregular migrants.

To decrease the irregular flow of migrants from Turkey to the EU, the leaders warmly welcomed the additional proposals made by Turkey and agreed to work with Turkey on the basis of a set of six principles. The President of the European Council was requested to take forward these proposals and work out the details with Turkey before the March European Council. This Communication sets out how the six principles should be taken forward, delivering on the full potential for EU-Turkey cooperation while respecting European and international law.

Together with joint European solutions and the comprehensive implementation of the European Migration Agenda, cooperation between EU and Turkey is key for an effective response to the refugee and migrant challenge.

These joint efforts to deal with refugees are part of our global engagement with Turkey as candidate country and as strategic partner.

  1. SIX PRINCIPLES FOR FURTHER DEVELOPING EU-TURKEY COOPERATION IN TACKLING THE MIGRATION CRISIS

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The draft EU/Turkey deal on migration and refugees: is it legal?

ORIGINAL PUBLISHED ON EU LAW ANALYSIS (Wednesday, 16 March 2016)

by Steve Peers

In the last week, there has been considerable legal controversy over the planned EU/Turkey agreement on refugee issues. I commented (together with Emanuela Roman) in general on the relevant points last month, but now we have a leaked draft text of a final deal. (See also today’s Commission communication on the deal, which adds a lot of important detail). This is a good moment to comment specifically on this draft, just before the summit meeting due to finalise it.

I have underlined the full leaked text below, and added annotated comments on each part of it. I will update this blog post if necessary in light of the final deal (if there is one).

The agreement will be formulated as an EU-Turkey statement. It will take as its basis the principles set out in the statement of 7/3/2016 while adding the following elements:

a) Since the agreement will take the form of a ‘statement’, in my view it will not as such be legally binding. Therefore there will be no procedure to approve it at either EU or national level, besides its endorsement by the summit meeting. Nor can it be legally challenged as such. However, the individual elements of it – new new Greek, Turkish and EU laws (or their implementation), and the further implementation of the EU/Turkey readmission agreement – will have to be approved at the relevant level, or implemented in individual cases if they are already in force. I will come back to the implications of this below.

b) The March 7 EU/Turkey statement is still applicable. As a reminder, it provided that: ‘all new irregular migrants’ reaching the Greek islands from Turkey would be returned to Turkey, with the EU covering the costs; there would be a ‘one-for-one’ resettlement of Syrians from Turkey by the EU, for every Syrian readmitted by Turkey; the aim was to lift short-term visa requirements for Turkey by June 2016; the existing €3 billion in EU and Member State funds committed for Syrian refugees in Turkey would be spent more quickly, with a decision on ‘additional funding’; the EU and Turkey would ‘prepare for the decision’ on opening new chapters in the accession process; and the EU and Turkey would work toward a de facto ‘safe zone’ in part of Syria. The statement also included some commitments on restoring Schengen, but they aren’t affected by the draft full deal.

As regards accession to the EU, note that: there are 35 ‘chapters’ to be negotiated; only one chapter has been closed to date in a decade of accession talks; a commitment to prepare for opening a chapter does not close a chapter, or even mean that a chapter will be opened (any Member State can still block this); it takes years to negotiate chapters; and there are many political obstacles to approving Turkish accession, which requires national government and parliament approval in every Member State (and possibly referendums in some).

1. On returns to Turkey: a) This will be a temporary and extraordinary measure which is necessary to end the human suffering and restore public order, b) Migrants arriving in the Greek islands will be duly registered and any application for asylum will be processed by the Greek authorities in accordance with Directive 2013/32/EU. Migrants not applying for asylum or whose application has been found unfounded or inadmissible in accordance with the said directive will be returned to Turkey, c) Migrants having been returned to Turkey will be protected in accordance with the international standards concerning the treatment of refugees and respecting the principle of non-refoulement.

a) How temporary exactly? b) This makes clear that the EU’s asylum procedure directive will apply to those who reach the Greek islands, as legally required. Note that the text does not refer to Greek waters: but the Directive explicitly applies to them too. It does not apply to international or Turkish waters. It is not clear what is planned as regards those intercepted before they reach the Greek islands.

As for ‘migrants not applying for asylum’ the crucial question is whether they will be given an effective opportunity to apply for asylum, as the Directive (and ECHR case law) requires. If an irregular migrant does not apply for asylum then in principle there is no legal obstacle to returning them to Turkey, subject to the conditions set out in the EU’s Returns Directive. Note that the intention is that the Greek authorities consider any application, which is a significant administrative burden; this implicitly reiterates the closure of the route via the Western Balkans. The EU’s decisions on relocation of asylum-seekers from Greece and Italy (discussed here) will implicitly continue to apply, but they only commit to relocating a minority of those who arrive in Greece, and they are barely being applied in practice.

If an application is ‘unfounded’ that means it has been rejected on the merits. If it is ‘inadmissible’ that means it has not been rejected on the merits, but on the grounds that Turkey is either a ‘first country of asylum’ or ‘safe third country’ (there are other grounds for inadmissibility, but they wouldn’t be relevant). The Commission paper briefly suggests that Turkey could be a ‘first country of asylum’ (for more analysis on that, see the prior blog post). Most of the debate is on whether Turkey is a ‘safe third country’. Is it? This brings us to…

c) The commitments on treatment in Turkey are meant to match EU rules in the procedures Directive, which define a ‘safe third country’ as a country where: the people concerned do not have their life or liberty threatened on ground of ‘race, religion, nationality, membership of a particular social group or political opinion’ (this test is taken from the Geneva Convention on refugee status); there is ‘no risk of serious harm’ in the sense of the EU definition of subsidiary protection (death penalty, torture et al, civilian risk in wartime); the people concerned won’t be sent toanother country which is unsafe (the non-refoulement rule, referring specifically to the Geneva Convention, plus the ban on removal to face torture et al as laid down by ECHR case law); and ‘the possibility exists to request refugee status and, if found to be a refugee, to receive protection in accordance with the Geneva Convention’.

As set out in the previous blog post, the last point is questionable because Turkey does not apply the Geneva Convention to non-Europeans, and the best interpretation of this requirement is that it must do so in order for the clause to apply. However, this interpretation is not universally shared: the Commission, the Council, Greece and some academics take the view that it is sufficient that Turkey applies equivalent standards in practice. (Note that the Commission only selectively quotes the Directive to make this argument). This seems to be what the text of the draft deal is pushing towards. Of course, whether Turkey does apply equivalent standards in practice might itself be open to question.

Furthermore, again as discussed in the previous post, many NGOs argue that refugees are not always safe from mistreatment in Turkey itself, although no one argues that all of them are mistreated there.  Equally Turkey allegedly returns some people (but clearly not all of them) to unsafe countries, and the March 7 deal explicitly plans for a ‘safe zone’ in Syria.  Such a zone is conceivable in theory, but whether it would indeed be safe would have to be judged when and if it happens; and it may become less (or more) safe in light of events. To address these issues the procedures Directive says that the asylum-seeker must be able to argue that ‘the third country is not safe in his or her particular circumstances’. Everything will then turn on the assessment of an argument along these lines.

A critical here is whether the case can be fast-tracked. The procedures Directive contains lists of cases where the administrative procedure can be fast-tracked, and where the appeal against a negative decision to a court doesn’t automatically entitle an asylum-seeker to stay. Note that those lists don’t refer to fast-tracking ‘safe third country’ cases, although in practice it may be quicker to decide a case without examining the merits. It is possibly arguable that the lists aren’t exhaustive. If Greece wants to take this view, the interpretation of these clauses will be crucial. If the cases can’t be fast-tracked, it will obviously take longer to return people to Turkey in practice. Member States can set up special ‘border procedures’, but there is no reference to fast-tracking applications in this context. Furthermore, Member States can’t apply fast-track or border procedures to ‘vulnerable’ applicants, as broadly defined, and can’t apply border procedures to unaccompanied minors.

Odd as it might seem, the general state of human rights in Turkey (for example, as regards freedom of expression) is not directly legally relevant to returning refugees or other migrants there. The question is whether Turkey is unsafe, as defined in EU asylum law, for refugees and migrants. However, the general state of human rights in Turkey is relevant for a different reason: the Commission has separately proposed that Turkey be designated a ‘safe country of origin’, so that any refugee claims byTurkish citizens can be more easily rejected. I argued last September that this proposal was untenable in light of the human rights record of Turkey. In light ofdevelopments since, I’ll update my assessment: the suggestion is now utterly preposterous. But this proposal is not part of the deal.

2. On resettlement based on 1-for-l principle: a) Priority will be given to Syrians who have not previously entered the EU irregularly, b) On the EU side, resettlement under this mechanism will take place, in the first instance, by honouring the commitments taken by Member States in the conclusions of Representatives of the Governments of Member States meeting within the Council on 22/7/2015. [Any further need for resettlement will be carried out within the limits and in accordance with the distribution set out in [relocation decision of 22/9/2015 – non-allocated places]. c) Should the number of returns exceed the numbers provided for by these commitments, this agreement will be subject to review.

The idea of a ‘1-for-1’ swap of irregular migrants for resettled Syrians has been controversial, but does not raise legal issues as such. Resettlement of people who need protection from the countries they have fled to is common in practice, but is not a binding legal obligation under international or EU law. The legality of return of people to Turkey has to be judged separately (as discussed above) from the question of whatever trade-offs might be made in return for this. However, I certainly share the view of those who find a de facto ‘trade in human misery’ morally dubious.

On point a) it is open to Member States to prioritise resettlement on whatever criteria they like. Obviously the intention here is to deter people from attempting unsafe journeys via smugglers; whether that would work depends on the numbers who might be resettled. That is addressed by point b), which refers to the remainder of the 23,000 people that the EU committed to resettle from non-EU countries last year, and possibly (note the square brackets) another 18,000 who were originally going to be relocated from Hungary, but weren’t because the Hungarian government refused. These numbers clearly fall far short of the 2 million-plus Syrians estimated to be in Turkey. Point c) only undertakes to review the deal if the original modest numbers are reached. While the Hungarian government has reportedly been objecting to the idea of resettlement, note that this country didn’t commit itself to accept any resettled refugees last year, and so would not have to take any more people under this deal.  Whether other countries decide to resettle people is up to them. The Hungarian government resents interference in its own migration decisions; it does not and should not have any say in the resettlement decisions of other States.

3)Turkey will take any necessary measures to prevent new routes for illegal migration opening up out of Turkey and into the EU.

This refers to Bulgarian concerns that people might try to cross the Black Sea as a new entry route. Of course, if people do make to Bulgarian territory or waters, the EU asylum laws would apply, as they do for Greece.

4) Once the irregular crossings between Turkey and the EU have come to an end, the Voluntary Humanitarian Admission Scheme will be activated. EU Member States will contribute on a voluntary basis to this scheme.

This scheme is set out in a Commission Recommendation from December, as discussed in detail here. Note that this would not apply until irregular crossings have stopped. This seems rather utopian – although the Commission paper talks about substantial reductions as an alternative.

5) The EU and Turkey will further speed up the disbursement of the initially allocated 3 billion euros and ensure funding of additional projects before the end of March. Furthermore, the EU will decide on additional [X] billion for the period [Y] for the Turkey Refugee Facility.

The amount of additional money from the EU and its Member States is still open for negotiation. Note that this money is not, as is widely assumed, simply handed over to Turkey for unnamed nefarious purposes; legally speaking it is only intended for projects that assist the Syrian refugee population. Today’s Commission paper lists how the money will be spent, starting with a contract to provide food aid to over 700,000 Syrians. Of course everyone should keep a beady eye on developments to ensure that the money is all spent as intended.

Conclusions

Overall this draft tries to address the two main legal concerns about the March 7 ‘deal’. It makes clear that the EU asylum laws will apply to those who reach Greece (subject to the caveat about what happens to those intercepted in Greek waters), and that Turkey will have to meet the relevant standards when taking people back. The key legal question will therefore be how these commitments are implemented in practice.

The main legal route to challenging what happens should be by asylum-seekers through the Greek courts. Those courts could refer questions to the CJEU about EU asylum law (the CJEU could fast-track its replies). Alternatively if the asylum-seekers have gone through the entire Greek court system, they could complain to the European Court of Human Rights.

What about the ‘deal’ itself? As I said at the outset, it is not binding so cannot be challenged as such. Its individual elements are binding and so their legality (or the implementation of them) can be challenged separately. On this point, it would be possible for the European Parliament or a Member State to challenge in the CJEU one particular legally binding element: the decision on the EU’s position on the EU/Turkey readmission treaty. That won’t directly affect the Greece/Turkey readmission deal, which is the key element in returns to Turkey in practice; but any ruling the CJEU might make would obviously be relevant to that latter deal by analogy.

STATEWATCH: Leaked version of the incoming EU-Turkey “Agreement”

ORIGINAL PUBLISHED ON STATEWATCH SITE

The agreement will be formulated as an EU-Turkey statement. It will take as its basis the principles set out in the statement of 7/3/2016 while adding the following elements:

1. On returns to Turkey: a) This will be a temporary and extraordinary measure which is necessary to end the human suffering and restore public order, b) Migrants arriving in the Greek islands will be duly registered and any application for asylum will be processed by the Greek authorities in accordance with Directive 2013/32/EU. Migrants not applying for asylum or whose application has been found unfounded or inadmissible in accordance with the said directive will be returned to Turkey, c) Migrants having been returned to Turkey will be protected in accordance with the international standards concerning the treatment of refugees and respecting the principle of non-refoulement.

2. On resettlement based on 1-for-l principle: a) Priority will be given to Syrians who have not previously entered the EU irregularly, b) On the EU side, resettlement under this mechanism will take place, in the first instance, by honouring the commitments taken by Member States in the conclusions of Representatives of the Governments of Member States meeting within the Council on 22/7/2015. [Any further need for resettlement will be carried out within the limits and in accordance with the distribution set out in [relocation decision of 22/9/2015 – non-allocated places]. c) Should the number of returns exceed the numbers provided for by these commitments, this agreement will be subject to review.

3. Turkey will take any necessary measures to prevent new routes for illegal migration opening up out of Turkey and into the EU.

4. Once the irregular crossings between Turkey and the EU have come to an end, the Voluntary Humanitarian Admission Scheme will be activated. EU Member States will contribute on a voluntary basis to this scheme.

5. The EU and Turkey will further speed up the disbursement of the initially allocated 3 billion euros and ensure funding of additional projects before the end of March. Furthermore, the EU will decide on additional [X] billion for the period [Y] for the Turkey Refugee Facility.

KINGDOM OF SPAIN V. COUNCIL: ANOTHER PIECE IN THE “SCHENGEN PUZZLE”

ORIGINAL PUBLISHED ON EUROPEAN LAW BLOG
By Angelo Marletta
The current European migratory crisis shows how politically sensitive the surveillance of the EU’s external borders is and the dramatic human consequences of the failures of that surveillance. On the one hand, border surveillance is essential to obtain situational awareness and to build an effective border policy. Border surveillance can indeed provide data and patterns to analyze and forecast migratory flows and to coherently plan actions to deal with them. Under EU Law, the surveillance of the External Borders is based on the Schengen acquis.

On the other, failures of surveillance can negatively impact the whole system of border management and, more concretely, the lives of migrants. Notwithstanding the relatively close distances between its shores, the Mediterranean is by far the deadliest sea border for migrants.

In Kingdom of Spain v. European Parliament and Council (C-44/14, 8 September 2015) the Grand Chamber of the Court of Justice (‘CJEU’) delivered its third judgement on Protocol 19 to the TFEU (‘Schengen Protocol’) addressing an essential element of the Schengen cooperation on border surveillance: the European Border Surveillance System – in short, EUROSUR.

The judgment offers a particularly interesting analysis of the EUROSUR system it provided and, more generally, also contains important conclusions on the development of the Schengen acquis with regard to the position of UK and Ireland.

Before addressing the specific case, however, it seems useful to give some brief explanations on the EUROSUR system and on the Schengen Protocol.

What is EUROSUR?

EUROSUR is a technological platform for the operational cooperation and the exchange of information between the Schengen Member States and FRONTEX for the surveillance of the external land and sea borders.

The system was established in 2013 by Regulation 2013/1052 (‘the Regulation’), after a long and controversial legislative process, which started in 2002 with a Communication of the European Commission, putting forward the idea of a ‘permanent process of data and information exchange and processing’. In 2006 and 2007 two feasibility studies were carried out, one by FRONTEX (the 2006 MEDSEA study) and on 2007 (BORTEC study) (for an historical overview see the 2012 study by Hayes and Vermeulen).

From a general standpoint, EUROSUR represents a prominent example of the emerging intelligence-led approach to European border management. Such approach should combine the use of intelligence at the operational/tactical level with the application, at the strategic level, of the typical methods of intelligence analysis to better understand migratory flows, routes and vulnerabilities in the system of the external borders (in this sense, see the recent Proposal on the European Border and Coast Guard, COM (2015) 671 final and its artt. 10 par. 4, 12 and 14 par. 3 that expressly refer to EUROSUR).

In this context, EUROSUR should help to improve the situational awareness and the reaction capability of the Member States’ border authorities and FRONTEX in countering illegal immigration and cross-border crime, and in protecting the lives of migrants.

Despite its legitimate objectives, the new system’s compatibility with fundamental rights has been criticized (for the concerns relating to the protection from refoulement and to data protection, see the 2015 Fundamental Rights Agency Study, pp. 60 ff.). Moreover, its actual capability to detect small vessels and to help protect migrants’ lives has been questioned (see Rijpma and Vermeulen, 2015).

Concretely, EUROSUR connects the national authorities of the Member States in a single communication network and allows them to exchange and visualize in near real time relevant information and data through graphical interfaces called ‘situational pictures’.

On top of this, FRONTEX elaborates and makes directly available to the national authorities two additional graphical interfaces (the ‘European Situational Picture’ and the ‘Common Pre-Frontier Intelligence Picture’) combining information and data received from the national authorities connected to the system.

This immediate exchange of information should allow all the connected authorities to gain better situational awareness about the events occurring at the external borders and to coordinate their reactions in a more efficient way, for instance, by conducting targeted patrols along specific border sections, by intercepting or tracking suspicious vessels or launching search and rescue missions.

Needless to say, the implementation of such a system requires the acquisition and the exchange of the largest possible set of data and information; in this perspective, the EUROSUR Regulation took into account both the importance of exchanging information with neighbouring Third Countries (art. 20 of the Regulation) and with UK and Ireland, as Member States enjoying a peculiar status in the Schengen system. EUROSUR is indeed a measure ‘building upon’ a part the Schengenacquis to which the UK and Ireland are not taking part.

In and out: UK, Ireland, the Schengen Protocol and Article 19 Regulation

The particular position of UK and Ireland in regard of the Schengen cooperation – which constitutes a special form of enhanced cooperation between EU Member States – is regulated by Artt. 4 and 5 Schengen Protocol.

The two Member States are not bound by the Schengen acquis but they participate in some specific areas thereof (for instance, police cooperation) which are currently listed in the Council Decision 2000/365/CE for the UK and Northern Ireland, and in Council Decision 2002/192/CE for Ireland.

Beyond these areas, the UK and Ireland can at any time request ‘to take part’ in further parts of the Schengen acquis, but the Council shall authorize the extension by means of a unanimous decision.

However, the surveillance of the external borders, which the EUROSUR Regulation is aimed to enhance, is an area of the Schengen acquis in which UK and Ireland are currently not taking part.

Hence, the UK and Ireland are currently not bound by the Regulation’s rules.

Nonetheless, Art. 19 of the Regulation enables Member States (but not FRONTEX) to conclude bilateral or multilateral agreements with the UK or Ireland in order to exchange with them certain limited sets of data and information relating to events and incidents occurred at the land and sea borders.

The type of data and information sharable under this agreements is clearly delineated by the provision, whose paragraph (3) further specifies that any information provided in the context of EUROSUR by FRONTEX or by a Member State which is not party to the agreement shall not be shared with UK or Ireland without the prior approval of FRONTEX or of that Member State.

Put differently, Art. 19 (3) of the Regulation puts a significant limitation on the information that can be shared by a Schengen Member State with the UK or Ireland. In particular, the information on the type, status and position of assets (naval units, planes, surveillance drones) belonging to other Member States will be in principle not shared.

The Spanish argument and the Court’s solution: balancing free riding concerns and effet utile.

Unlike the previous episodes of the Schengen Protocol saga (see the previous judgments of the Grand Chamber on FRONTEX, C-77/05, 18 December 2007 and on the Visa Information System, C-482/08, 26 October 2010), the current action was brought by the Kingdom of Spain against the above mentioned Art. 19 of the Regulation in its entirety.

According to the Spanish argument, the conclusion of agreements with the UK and Ireland would surreptitiously enable those two Member States to ‘take part’ in areas of the Schengen acquis to which their participation has not been authorized by the Council under Art. 4 Schengen Protocol. Furthermore, this could also end up in a fragmentation of the EUROSUR system.

Nevertheless, the Court rejected the Spanish claim focusing on the distinction between the participation of the UK and Ireland (‘taking part’) in the sense of Art. 4 Schengen Protocol on the one hand, and on the other the establishment of forms of ‘limited cooperation’ with the UK and Ireland in areas of the acquis to which the latter have not yet been admitted.

According to the Court, such forms of ‘limited cooperation’ should be considered outside the scope of Art. 4 and could be allowed under two conditions.

First, the cooperation must be by its very nature limited; a limited cooperation agreement cannot grant to the UK and Ireland rights ‘comparable to those of the other Member States’ (§ 55). In Art. 19 Regulation, the European legislature included quite clear limitations: the UK or Ireland will receive only limited sets of information and data from the Member State participating in the agreement. More importantly, they will neither have access to the European pictures, nor receive information or data provided by other Member States (unless those Member States would have expressly consented). In other terms, Art. 19 Regulation will not allow the UK or Ireland to free-ride on the EUROSUR system.

As for the second condition, the CJEU specified that the establishment of such forms of ‘limited cooperation’ shall serve ‘the full implementation of the objectives of the Schengen acquis’ (§ 54).

Yet, having regard to the EUROSUR Regulation, the limited exchange of data and information with the UK and Ireland may contribute to increase the level of situational awareness and to improve the effectiveness of the surveillance at the external borders.

Information and data conveyed from those non-Schengen Member States could indeed contribute to close gaps and avoid ‘blind spots’ in the surveillance system (for Instance, with regard to the maritime border sections alongside Gibraltar).

Therefore, contrary to the Spanish plea, the Court found that the agreements based on Art. 19 Regulation, if anything, would help reduce the fragmentation of the EUROSUR system.

 Conclusion: more flexibility to negotiate new, more effective Schengen-instruments?

The Court’s judgment contributes to further clarifying the interpretation of the Schengen Protocol, recognizing – after the two previous judgements delivered against the UK – an important element of flexibility in the system.

On the one hand, considering both the tensions that currently affect the Schengen system as a whole and the tensed relationship between the EU and UK, the possibility of resorting to limited forms of cooperation with the UK and Ireland could represent a useful additional tool for negotiating new and more effective measures building upon the Schengen acquis, especially with regard to the management of the external borders. Interesting to notice, the Commission Juncker seems to have promptly seized the opportunity offered by the Court’s judgement (see in particular artt. 43 par. 2 and 50 of the new Proposal on the European Border and Coast Guard, COM (2015) 671 final).

On the other hand, the caveats laid down by the Court of Justice should preserve the philosophy underlying the Schengen Protocol and its ratio to incentivize the largest possible acceptance of the Schengen acquis by UK and Ireland. These two Member States, indeed, will still need to subscribe the respective part of the Schengen acquis in order to access to the core features of the EUROSUR system (or any other Schengen-measure); but, meanwhile, the limited benefits coming from the daily practice of ‘limited cooperation’” could help to make more attractive the full subscription of the measure and eventually overcome the reluctance of UK and Ireland to fully participate in the Schengen acquis.

– See more at: http://europeanlawblog.eu/?p=3128#sthash.DE8RGhHD.dpuf

VERFASSUNGSBLOG Taking refugee rights seriously: A reply to Professor Hailbronner

ORIGINAL PUBLISHED HERE

by 

Reactions to the proposed “refugee swap” between the EU and Turkey have been predictably absolutist.

On the one hand, most advocates have opposed the draft arrangement, asserting some combination of the right of refugees to be protected where they choose and/or that a protection swap would clearly breach the ECHR’s prohibition of “collective expulsion” of aliens. On the other hand, Professor Hailbronner argues against any right of refugees to make their own decisions about how to access protection, believes that refugees may be penalized if arriving in the EU “without the necessary documents,” suggests that it does not matter that Turkey is not relevantly a party to the Refugee Convention, and confidently asserts that there is no basis to see the prohibition of “collective expulsion” as engaged here.

As usual, the truth is somewhere in the middle.

I think Hailbronner is correct to raise hard questions about whether a refugee swap would necessarily contravene Art. 4 of Protocol 4 of the ECHR. As I noted in my initial commentary here, the caselaw of the Court – while speaking in quite emphatic terms about the importance of individualized assessment – has not yet grappled with an honest regime the goal of which was to maximize protection. While the proverbial devil is of course in the details, it is at least possible that the proposed swap might be a means of providing asylum in the EU based on relative vulnerability and urgency of needs, rather than simply on the basis of who has the money for a smuggler and is prepared to take the risk of arriving by sea. And if the scrutiny of rights protection in Turkey is (as I believe it must be) part of the deal, then it could also be a means of enhancing the protection of the millions of refugees already in Turkey. In this context – and assuming some scrutiny of particular circumstances prior to removal – it is not clear to me that the Court would reach the same results as it did on the clearly deterrent-oriented facts of Hirsi and Klaifa. Indeed, it is not clear to me that the Court should reach that result, given the critical need for refugee responsibility-sharing if the global refugee regime is to survive.

But where I believe Hailbronner errs is with regard to the Refugee Convention’s requirements for legality. True, there is no obligation affirmatively “to assist” a refugee to reach an asylum state’s borders. But apart from the much maligned decision of the US Supreme Court in Sale, neither is there any authority for NATO or any particular state to take action to stop refugees from reaching whatever country they can get to in order to engage the protection system. Not only does the duty of non-refoulement apply wherever a state exercises jurisdiction (Hailbronner’s “quasi-territorial jurisdiction” constraint is confusing or wrong or both), but the duty not to penalize refugees arriving without prior authorization (Art. 31) has not been interpreted by senior courts to require an immediate, non-stop journey from place of initial risk to the asylum country, as Hailbronner seems to suggest.

The core issue in the proposed refugee swap is, however, what protection is on offer in Turkey for those who would be sent there. I argued that removals would only be lawful under the Refugee Convention if three criteria are met: (1) Turkey must have obligations under the Refugee Convention; (2) Turkey must accurately assess (or acquiesce in) the refugee status of those to be returned; and (3) Turkey must in fact honor the Convention rights of the refugees who are sent there.

Professor Hailbronner does not contest the second of my proposed requirements. He seems also to agree with my third point, saying that “Turkey must meet in substance the material standards of the Convention” – though he frighteningly suggests elsewhere that “[t]he only individual right is the right not to be refouled…” with no recognition of the critical role of Arts. 2-34. But the nub of his critique is that if practice on the ground in Turkey is good enough, the fact that Turkey presently has no refugee obligations towards non-European refugees (given its geographical limitation) is irrelevant.

Hailbronner justifies this position by reference to Art. 38 of theProcedures Directive which is admittedly (and in my view, unfortunately) drafted in ambiguous terms. But as the CJEU has been at pains to point out, regional EU refugee norms must be interpreted in consonance with the requirements of international refugee law – not the other way round (see eg. HN v. Ireland, at [27]).

The Preamble to the Qualification Directive (in line with UNHCR Handbook para. 28) correctly affirms that refugee status recognition is a purely declaratory act – it does not make a person a refugee, but merely affirms what already is. It follows that under the Refugee Convention’s system of incremental attachment of rights, Syrian and other refugees who would be removed to Turkey are already provisional rights-holders of a significant bundle of rights at international law. If they cannot access an effective remedy for a threat to those accrued internationally guaranteed rights in Turkey, the EU will have engaged in unlawful rights-stripping by forcing them to Turkey – whatever vague promises Turkey may (be forced to) make about acting properly. As the Chief Justice of Australia made clear in the context of the challenge to Australian efforts to force refugees to go to Malaysia – like Turkey, a non-party state – “[t]he use of the terms ‘provides access… to effective procedures,’ ‘protection,’ and ‘relevant human rights standards’ are all indicative of enduring legal frameworks” (M70/2011 v. MIC, [2011] HCA 32 (Aus. HC, Aug. 31, 2011), at [66], per French C.J.).

In addition, as Michelle Foster and I explain in The Law of Refugee Status (at p.35 ff), a non-party state is under no duty to deliver to arriving refugees the more sophisticated rights due them under the Convention once they are lawfully staying or durably residing there (eg. the right to work) – inchoate rights that would have accrued under the Refugee Convention’s default mechanism had they not been involuntarily transferred. This fundamentally undermines the Refugee Convention’s commitment to the enfranchisement of refugees in their countries of asylum via the rights regime in Arts. 2-34.

Is it possible that a non-party state could both provide reliable access to a legal mechanism to enforce accrued rights and also reliably guarantee to grant the additional rights due refugees over time? In theory, yes. But the fact that Turkey has steadfastly refused to withdraw its anachronistic (and arguably discriminatory) position that only European refugees are international rights holders on its territory is surely reason for skepticism in this case.

VERFASSUNGSBLOG :Legal Requirements for the EU-Turkey Refugee Agreement: A Reply to J. Hathaway

(ORIGINAL PUBLISHED HERE )

by

There are many open questions and objections against the EU-Turkey deal on an agreement whose details are yet to be negotiated to manage the Syrian refugee crisis. In particular on the reciprocity part: could the agreement as an easily available tool by Turkey to blackmail visa liberalization and progress in the EU Accession negotiations? How will the EU make sure the proper treatment of all returnees? How is the resettlement of   refugees from Syria to the EU (and to Germany) going to take place?

James Hathaway on this blog has listed three legal requirements for the agreement to be legal. In my view none of these are likely to block an agreement.

Ad 1: James Hathaway argues that any individual is entitled to decide for him/herself where to seek recognition as a refugee and therefore efforts to preclude would-be refugees to reach Greece would be in violation of the Convention.

This conclusion cannot be derived from the Convention. True, nobody can be forced to file an asylum claim in a specific country. That does not mean however that there is a freedom of choice where to seek protection.   The Convention does not provide a right of admission to those who have not yet reached a border where entry may be requested for the purpose of international protection.

The only individual right is the right not to be refouled (expelled or returned) to a country of persecution or inhuman or degrading treatment. There is no obligation to assist in reaching a border post or point of entry for the purpose of filing an asylum claim. That applies definitely for any action outside the Greek territory. But even within the highly controversial territorial waters off the Greek island it is at least doubtful whether EU cooperation with Turkey in establishing a more effective border control to prevent those not in possession of the necessary documents to enter the EU triggers the application of the Geneva Convention.

Art.31 of the Convention does not support such an assumption providing for impunity for those coming directly from a territory where their life or freedom was threatened – which is clearly not the focus of the draft agreement. Even the EctHR’s Hirsi judgment of 2012 cannot be interpreted as a right to admission to the EU for the purpose of filing an asylum application. Non refoulement is clearly limited to an exercise of quasi territorial jurisdiction and the obligation not to transport boat refugees to a country where they would in all likelihood face inhuman treatment as a direct result of such action.

Ad 2: James Hathaway argues that Turkey would have to withdraw its geographical limitation. This is clearly not the legal position of the EU and neither a requirement of international refugee law for the application of a safe third country concept. Art. 38 of the Procedures Directive 2013/32 defines the concept of safe third country explicitly with regard to the material obligations of the Convention including non-refoulement and receiving protection “in accordance with the Convention”.

One may argue on the interpretation of this provision. It is fairly clear however from the comparison with the “concept of European safe third country” in Art 39 that a ratification without a geographical limitation is not required. Nevertheless, Turkey must meet in substance the material standards of the Convention which may raise issues, particularly with regard to non-Syrian refugees under the new Turkish legislation of 2014 (see N. Eksi, The New Turkish Law on Foreigners and International Protection , 2014, p.83 ff).

Ad 3: The third legal barrier exposed by Hathaway is thejurisprudence of the European Court of Human Rights on the prohibition of collective expulsion of aliens under Art. 4 Prot.No. 4.

Hathaway mentions slight doubts on the reasonableness of this jurisprudence with respect to responsibility sharing agreements. Hathaway is right. But not only with respect to the requirement of an individuated assessment of an applicant’s circumstances to such agreements. The Courts application of the prohibition of collective expulsion to border control and rejection largely ignores the wording and purpose of the provision.

Expulsion affects the situation of aliens who have already acquired some kind of a residential or at least tolerated status. It is reasonable and at the heart of Art. 4 that a decision of removal must take into account the individual circumstances of each case. Rejection of persons at the border or prevention of illegal entry by return is a completely different matter.   It does not generally require an individual examination of the circumstances of each case. If a question of non-refoulement arises it is the non-refoulement clause and its procedural implications which regulates the procedural requirements rather than Art. 4.

Yet, even if Hirsi and subsequently Klaifia v. Italy (Nr. 16483/12 ) are taken at its face value it is highly doubtful whether the Court will strike down a EU-Turkey agreement on responsibility sharing for potential asylum seekers on the ground that it does not provide for an indiduated assessment of all circumstances of a case – provided that Turkey can be reasonably assumed to comply with its obligation to grant protection to all persons returned (rather than expelled) under the agreement.


SUGGESTED CITATION  Hailbronner, Kay: Legal Requirements for the EU-Turkey Refugee Agreement: A Reply to J. Hathaway, VerfBlog, 2016/3/11, http://verfassungsblog.de/legal-requirements-for-the-eu-turkey-refugee-agreement-a-reply-to-j-hathaway/, DOI: https://dx.doi.org/10.17176/20160311-151627.

VERBASSUNGSBLOG: Three legal requirements for the EU-Turkey deal

An interview with JAMES HATHAWAY

The EU and Turkey seem to be heading towards an agreement on how to manage the Syrian refugee issue between them, including Turkey taking back refugees who entered the EU by boat from Greece and a flexible quota of refugees eligible for legal resettlement to the EU. Is this good or bad news?

As such, a system under which place of arrival is divorced from place of protection could be both legal and a good thing — if it enables those to be resettled to be chosen on the basis of eg. relative urgency of need, rather than just on the basis of who can pay for a smuggler. And to the extent that smugglers are no longer needed to reach solid protection, that is also a positive thing.

Some decry that this „one in, one out“ model treats people like cattle. How would such an agreement fit in with a system of individual asylum rights?

An individual is entitled to decide for himself where to seek recognition of his refugee status.  For this reason, undifferentiated efforts to deter groups known to include refugees — for example, NATO action “against smugglers”, to the extent it precludes refugees from reaching a state party — are in breach of the Refugee Convention. (And refugees are explicitly exempt from penalties for unlawful arrival). But the right to decide where to seek recognition of refugee status does not entail the right to choose where international refugee protection is to be enjoyed.  States enjoy substantial latitude to require a refugee to benefit from protection in a state not of the refugee’s choosing.

Is Turkey with its dismal human rights track record and questionable refugee protection standards a legally possible candidate for such an agreement in the first place?

There are three requirements that must be met for a state lawfully to remove a refugee to accept protection in a country not of his choosing: First, the destination state must be a state party to the Refugee Convention.  Second, it must ensure that refugees are in fact recognized.  And third, the destination state must in fact honor refugee rights (Arts. 2-34 of the Refugee Convention).

Let’s start with the Convention. Turkey is a member state, isn’t it?

On this front, Turkey — despite appearances to the contrary — does not yet comply.  It has entered a geographical limitation on its accession to the Refugee Convention, under which it assumes no obligations to non-European refugees.  Put simply, obligations cannot lawfully be shared with a state which has none — and in this case, Turkey has none towards relevant refugee populations. Turkey would have to withdraw its geographical limitation. And since it in fact receives millions of non-Europeans, this may be politically feasible — especially when 6 billion Euros are involved.

What about the refugee status? Would Turkey have to recognize those who are returned from Greece as refugees?

Turkey must either recognize the refugee status of those returned or have a fair and effective process in place. UNHCR involvement in the process or an EU support office overseeing the refugee status determination process might enable this requirement to be met.  Or Turkey might simply agree — as many less developed countries do — to treat those returned from the EU as refugees without need of formal status assessment.

So, unless Turkey factually meets the standards of the Refugee Convention, legally there can’t be any removal of refugees to Turkey?

The destination state must in fact honor refugee rights (Arts. 2-34 of the Refugee Convention).  As senior courts have made clear, this is a matter of enforceable facts on the ground — not promises.  To date Turkey has a mixed, but largely positive record in this regard.  A process of international oversight and effective remedies for breach would be a plausible answer to the concern.

The resettlement quota seems to be only for Syrians. What about the Afghans, Iraqi and Eritreans and others who might also be in need of asylum and, in fact, entitled to get it?

Art. 3 of the Refugee Convention prohibits “discrimination” between and among refugees on the basis of country of nationality.  To the extent that all refugees are returned by the EU to Turkey but only Syrians — not eg. the many Iraqis and Afghans who also have solid refugee claims — can benefit from EU protection via resettlement, there is a potential issue of discrimination.  But if shown to be “objective and reasonable,” the differentiation is not discrimination, and thus not unlawful — and this might be shown.

So, under international refugee law the path taken by Turkey and the EU is viable?

Not necessarily. The more critical challenge arises from the European Convention on Human Rights.  While under the Refugee Convention there is no protection from “expulsion” that does not involve “refoulement” to the county of origin until an individual is admitted to a refugee status determination procedure (and hence is “lawfully present”), the ECHR disallows “collective expulsion of aliens.”  Perhaps unwittingly (and perhaps unwisely) the jurisprudence under the ECHR has found that even if it might otherwise be thought objective and reasonable, a “collective” procedure to expel non-citizens that does not take include a means to take account of individuated circumstances  is in breach of the ECHR.  My own view is that the jurisprudence to date did not consider systemic responsibility-sharing systems of the kind that meet the three criteria mentioned above, and might well have evolved differently had the cases involved a clearly protection-oriented scheme.  But (perhaps regrettably) the language of the case law to date does indeed seem to require an individuated assessment before expulsion of aliens is lawful.  In this sense, the ECHR seems to take away the flexibility that the Refugee Convention intended that states should enjoy in ensuring that all refugees get protection.

Questions: Maximilian Steinbeis


SUGGESTED CITATION  Hathaway, James C.: Three legal requirements for the EU-Turkey deal: An interview with JAMES HATHAWAY, VerfBlog, 2016/3/09, http://verfassungsblog.de/three-legal-requirements-for-the-eu-turkey-deal-an-interview-with-james-hathaway/, DOI: https://dx.doi.org/10.17176/20160309-164409.

Time to Save the Right to Asylum

ORIGINAL PUBLISHED HERE 

(ECRE Memorandum to the European Council Meeting 17 18 March 2016)

Ahead of the European Council Summit meeting of 17 and 18 March 2016, ECRE urges Heads of State or Government to assume political leadership and pave the way for a concerted EU response to what primarily continues to be a refugee crisis and not only a migratory phenomenon. Such a response must be based on the principle of solidarity and fair sharing of responsibility and respect for human rights. Current fragmented national approaches have added to the suffering of refugees and migrants arriving in the EU and have resulted in the erosion rather than restitution of the rule of law in the EU.

According to the latest available UNHCR figures over 130.000 persons arrived by sea in the EU in the two first months of 2016 alone, the vast majority (123.000) have arrived in Greece, with 88% coming from the world’s top 10 refugee-producing countries, including 45% from Syria, 25% from Afghanistan and 16% from Iraq. Recent arrivals also show a shift in the age and gender composition towards 54% women and children.1 The increase in the number of arrivals in the EU in 2015 and 2016 is creating huge challenges for the EU and its Member States. However, these numbers must be put into perspective intensifying conflicts in Syria as well as other countries such as Afghanistan and Iraq resulting in an unprecedented 60 million persons being forcibly displaced worldwide today. Moreover, despite the sharp increase of arrivals of asylum seekers and refugees in Europe, the fact remains that the vast majority of refugees continue to be hosted in other regions of the world.2 In this regard the EU has a legal and moral obligation to enhance the global protection regime by increasing the protection space within the EU as well as in these regions and uphold the right to asylum as laid down in Article 18 EU Charter of Fundamental Rights.

With this memorandum, ECRE urges the European Council to revisit the principles for collaboration with Turkey to ensure compliance with fundamental rights and presents recommendations for the development of rights-based solutions with regard to the situation of asylum seekers and refugees in Greece and access at the EU’s external borders, safe and legal channels to protection in the EU and the broader reform of the CEAS, including the reform of the Dublin system and the role of EU agencies.

  1. Revisit the EU-Turkey deal to ensure compliance with fundamental rights

At their extraordinary meeting with Turkey, Heads of State or Government have agreed on a set of principles providing the framework for EU-Turkey cooperation in managing the refugee and migrant flows to Europe and Turkey.3 ECRE strongly opposes the approach taken which, if implemented, risks violating international refugee law, EU asylum law and the EU Charter of Fundamental Rights, and would lead to a policy of containment and chain refoulement of persons in need of protection.

First, a policy of blanket returns of all irregular migrants arriving in Greece’’ is incompatible with EU and international law and would be in complete dereliction of the principle of non refoulement. Those expressing the wish to apply for international protection have to be given access to the asylum procedure and a full examination of their claim in accordance with Article 6 recast Asylum Procedures Directive. The concerns in relation to a denial of access to the asylum procedure and potential refoulement should be read in light of recent information published by ECRE highlighting the limited capacity of the registration system in Greece. As ECRE has argued before, the examination of asylum claims cannot be based on the assumption that Turkey is a safe third country. Turkey does not comply with the criteria listed in Article 38 of the recast Asylum Procedures Directive which requires   that   applicants   must   be   protected   from   refoulement   in   the   “safe   third   country”   and   that   the possibility exists to request and receive protection in accordance with the Refugee Convention.4 Currently, Turkey still applies a geographical limitation to the 1951 Convention, which means that only persons fleeing events occurring in Europe can obtain refugee status. Though the Law on Foreigners and International Protection provides for a status of “conditional refugee” to those coming from non-European countries, this status only allows a person to temporarily reside in Turkey, while awaiting for resettlement, and does not automatically guarantee access to the labour market.

Moreover, the conditions in Turkey do not guarantee that fundamental rights of refugee and migrants are respected in Turkey. Asylum seekers from nationalities other than Syrian are subject to a largely dysfunctional international protection procedure. Despite recent reforms, the Directorate General for Migration Management lacks capacity to process asylum applications while numerous barriers to state-funded legal aid, coupled with resource constraints on NGOs, leave asylum seekers without legal representation and advice. Moreover, whereas the country received approximately 130.000 asylum applications from non-Syrians in 2015, to date the total reception capacity for these applicants is  850  places.5

Moreover, and also applicable to those not applying for international protection, EU Member States have a positive obligation to ensure that return to Turkey complies with the principle of non refoulement and the prohibition of collective expulsion, which necessitates a case-by-case assessment of such risk.

Second, resettling one Syrian to the EU for every Syrian readmitted from the Greek islands to Turkey is as Kafkaesque as it is legally and morally wrong. A strict reading of the plan outlined on 7 March 2016 would effectively make the number of resettlement places dependent on the number of Syrians who risk their lives in the Aegean and are finally readmitted to Turkey. In practice, this may work as an incentive for Turkey to have as many Syrians crossing irregularly and readmitted in order to have a higher number of refugees resettled out of Turkey. Conversely, keeping readmission numbers low either by preventing as much as possible arrivals of Syrians in Greece or refraining from effecting readmission, would result in a smaller resettlement commitment from the EU side. Moreover, the engagement of Member States to resettle out of Turkey should be guaranteed. Without such commitment, the plan outlined on 7 March may simply become a mechanism for readmission back to Turkey. Combined with a renewed emphasis on restriction of entry to Turkey from other countries by imposing visas to nationalities that previously did not require one, and plans for readmission agreements between Turkey and 14 countries of origin, as envisaged under the Joint EU-Turkey Action Plan, this reveals a policy of containment in Turkey on behalf of the EU, which can trigger the complicity of Member States in chain refoulement.

ECRE urges the European Council not to link resettlement to readmission but preserve resettlement as one of the durable solutions to refugee displacement and an unconditional instrument of international solidarity. The European Council should rather establish a comprehensive approach that upholds the right to asylum in the EU, provides substantial support to refugee livelihoods, education and the capacities of local actors and communities in Turkey through the recently agreed Refugee Facility. This should be accompanied by large scale resettlement and/or humanitarian admission programmes from Turkey, Jordan and Lebanon, which currently host the vast majority of the displaced from the Syria conflict. UNHCR has identified that 10% of the over 4 million Syrian refugees displaced by the conflict are currently in need of resettlement.6 The European programmes should be structured and financially supported to incrementally cover half of that number by 2020.7

  1. Assist Greece by responding to the emergency with concrete solidarity

Continue reading “Time to Save the Right to Asylum”

Detention of asylum-seekers: the first CJEU judgment

Original published on EU LAW ANALYSIS (Wednesday, 9 March 2016)

by Steve Peers

One of the most controversial aspects of immigration and asylum law is the detention of migrants: people who have broken no criminal law (other than, possibly a criminal law about migration control) but who are detained during their asylum application, or pending their removal from the country. The EU has had rules on detention of irregular migrants for some time, in the Returns Directive (on the CJEU’s interpretation of those rules, see my journal article here).  But it has only recently had rules on the detention of asylum-seekers, in the second-phase Directive on the reception conditions for asylum-seekers. (The UK and Ireland have opted out of both Directives).

Recently, in the JN judgment, the CJEU ruled for the first time on the interpretation of these new rules. In fact, this was the Court’s very first judgment on any aspect of the second-phase legislation, although it soon gave another judgment (on the rights of people with subsidiary protection, discussed here), and other cases are pending. The Court’s ruling addresses a number of key questions of interpretation of the detention rules, but left a number of issues open.

In general, the Court has limited the prospect of detaining asylum-seekers on grounds of ‘national security or public order’, and its ruling implicitly somewhat constrains the possibilities of detaining asylum-seekers on other grounds too. But in parallel to that, the judgment strengthens the rules in the Returns Directive on the detention and expulsion of irregular migrants. And the Court’s ruling is surprisingly open to the application of human rights ‘soft law’ as a means of interpreting EU law. Overall, while not mentioning the current ‘refugee crisis’, the judgment is an implied rebuff to those who would like to resort to extensive detention of asylum-seekers as a means to address that crisis.

Background

The first phase reception conditions Directive (adopted in 2003, applicable from 2005) said little about detention of asylum-seekers. While the subsequent Returns Directive did regulate detention of irregular migrants, the CJEU made clear inKadzoev and Arslan that those rules did not apply to asylum-seekers, because EU asylum legislation gives asylum-seekers the right to stay on the territory until a decision is made at first instance on their application, whereas the Returns Directive says that irregular migrants should be booted out as soon as possible. InArslan, the Court clarified the relationship between the two sets of rules: an irregular migrant detained under the Returns Directive could not simply escape from detention by applying for asylum. Essentially the JN judgment returns to the same issue, and asks the Court to reconsider its position in light of the more detailed rules on detaining asylum-seekers which now apply.

So what are those rules? In the second-phase reception conditions Directive, the previous ban on detaining people solely because they have applied for asylum is retained. The Directive then provides generally for detention of asylum-seekers if ‘necessary’ after ‘an individual assessment of each case…if other less coercive alternative measures cannot be applied effectively’. Detention is permitted ‘only’ on six grounds: (a) ‘in order to determine or verify [an asylum-seeker’s] identity or nationality’; (b) to ‘determine the elements on which’ the application is based ‘which could not be obtained in the absence of detention, in particular where there is a risk of absconding’; (c) in order to decide on entry onto the territory; (d) when the asylum-seeker is detained pursuant to a planned expulsion under the Returns Directive, and there are objective grounds to show that he or she applied for asylum only to ‘delay or frustrate’ expulsion, despite having had an opportunity to access the asylum procedure; (e) ‘when protection of national security or public order so requires’; or (f) in accordance with the Dublin III Regulation on allocation of asylum-seekers between Member States, which provides for detention if there is a ‘significant risk of absconding’ before a Dublin transfer is carried out.

The grounds for detention must be ‘laid down in national law’, which must also lay down rules on alternatives to detention. There are detailed rules on procedural guarantees as regards detention, and on the conditions of detention. Those procedural guarantees and detention condition rules also apply to Dublin cases, and the Dublin Regulation moreover sets out precise rules on the length of detention. The CJEU has been asked to interpret the ground for detention in the Dublin III Regulation, in the pending Al Chodor case.

The judgment

Mr JN had made three prior applications for asylum. They were all unsuccessful, but nevertheless he was not removed from Dutch territory. Over a period of 20 years, he accrued more than twenty convictions for criminal offences. The case did not concern detention for those criminal convictions, as such detention falls outside the scope of the Directive (unless, arguably, the criminal conviction is related to immigration offences: more on that point below). Rather it concerned detention on grounds of ‘public order and national security’, which the Dutch government imposed in light of his criminal offences – but not as a penalty for them.

Obviously such detention is compatible in principle with the Directive, which expressly provides for detention on such grounds. So Mr. JN instead argued that the relevant provision in the Directive itself was invalid. It should be noted thatanother pending case asks the CJEU whether two other grounds for detention in the Directive are invalid: verification of identity or nationality, and determining the elements on which the application is based.

The Court began its analysis by reiterating its prior case law that the European Convention on Human Rights (ECHR), which includes rules on detention, does not bind the EU as such. Instead, it assessed the validity of the clause in the Directive in light of the EU Charter of Fundamental Rights – although this did entail some assessment of the validity of that clause in light of the ECHR as referred to in the Charter, as discussed below.

According to the Court, detention undoubtedly affects the liberty of the individual, as guaranteed by Article 6 of the Charter. So the question is whether this particular ground for detention was justified, in light of the general test for limiting Charter rights set out in Article 52(1) of the Charter. This test requires that limitations on Charter rights must: (a) be prescribed by law; (b) not infringe the essence of the right; (c) be aimed at protecting an objective of general interest, or the rights and freedoms of others; and (d) be proportionate – meaning that they are appropriate and necessary to achieve their objective.

Applying these tests, the Court first found that the possibility of detention on grounds of public policy or national security was prescribed by law, since it was set out in the Directive. It did not infringe the essence of the right to liberty, since it was based on individual conduct and applied in ‘exceptional circumstances’, circumscribed by the various general limits and guarantees relating to detention set out in the Directive. Detention on grounds of public order and national security meets a public interest, and moreover protects the right to ‘security’ of others.

The Court’s most detailed reasoning therefore concerned proportionality. Detention on public order or national security grounds was inherently ‘appropriate’ to the objective of ensuring public protection. It was ‘necessary’ for a number of reasons, which the Court elaborated in some detail. All restrictions on liberty have to be ‘strictly necessary’ and this particular ground to detain was ‘strictly circumscribed’ by the overall legal framework: detention on such grounds had to be ‘require[d]’; detention must be provided for in national law; the general limits and safeguards on detention in the Directive apply; the exception is limited by international human rights ‘soft law’; and the concepts of ‘public policy’ and ‘national security’ had to be narrowly interpreted.

The Court explored the latter two points further. As regards international human rights ‘soft law’, it noted that in the Commission’s original proposal for the Directive, it referred to a Council of Europe Recommendation on detention of asylum-seekers, as well as UNHCR guidelines on detention. It then applied some of the text of the latter guidelines: in particular detention of asylum-seekers must occur ‘only exceptionally’ in an ‘individual case’ as a ‘last resort’, where ‘necessary, reasonable and proportionate to a legitimate purpose’.

As for the detention grounds of ‘public policy’ and ‘national security’, the Court applied last year’s judgments in T and Zh and O (discussed here and here), in which it had ruled that ‘public policy’ exceptions in other EU immigration and asylum legislation had to be narrowly interpreted, consistently with the narrow definition of that exception in EU free movement law. In JN it said the same for the national security exception as regards detaining asylum-seekers, and furthermore as regards the grounds for entry bans longer than five years, as set out in the Returns Directive. So the exceptions apply only where there is a genuine criminal or security threat, not where there the authorities simply deem it expedient to detain people.

Next, the Court applied its interpretation of the Directive to the facts of this case. He was detained due to his prior offences and pending expulsion order, which was attached to a ten-year entry ban. Since entry bans for longer than five years can only be issued on grounds of a ‘serious threat to public policy…public security or national security’ it followed that detention could be ordered in the same circumstances – as long as proportionality was ‘strictly observed’ and those reasons are still valid.

The Court also made clear that the pending expulsion order could not lapse during consideration of JN’s asylum application. The national case law which provided for it to lapse had to be disapplied by the national court, in order to ensure the effectiveness of the Returns Directive (ie the expulsion of irregular migrants). So Mr JN was a sort of ‘Schrodinger’s migrant’: allowed to stay on the territory while his asylum application was considered (and so subject to the detention rules in the reception conditions Directive); but also simultaneously subject to an expulsion order under the Returns Directive, which was only temporarily suspended – and which continued to justify (in part) his detention under the formally distinct set of asylum rules.

Finally, the Court concluded by looking at the position under the ECHR, in the context of the Charter. The former was relevant to the latter because Article 52(3) of the Charter says that the ‘meaning and scope’ of Charter rights which ‘correspond’ to ECHR rights is the same as those ECHR rights.  However, the Court easily dismissed the ECHR argument by pointing out that in the recent judgment of the European Court of Human Rights (ECtHR) in Nabil v Hungary, an asylum seeker could still be detained pursuant to Article 5(1)(f) of the Convention (which allows detention ‘where action is being taken with a view to deportation’) because rejection of an asylum application would entail enforcement of an expulsion order. But the Court did refer to the safeguards in other ECtHR case law: there can be ‘no element of bad faith or deception by the authorities’, and detention must be proportionate.

Comments

As the CJEU’s first proper judgment on detention of asylum-seekers, the JN ruling may become seminal. That’s not because of the facts of this particular case: with three failed asylum applications and over twenty criminal convictions to his name, the grounds to detain Mr JN are stronger than they are for many other asylum-seekers. But much of what the Court said in its judgment has potentially wider impact.

I will analyse that possible impact from five angles: (a) the ‘public policy and national security’ ground of detention; (b) the application of other grounds for detention; (c) the Court’s use of ‘soft’ human rights law; (d) the interpretation of the Returns Directive; and (e) the role of law in the development of the EU’s asylum regime more generally.

The ‘public policy and national security’ ground of detention

The Court made clear that the public policy and national security grounds for detention must be narrowly interpreted, and interpreted consistently with EU free movement law. Mr JN’s detention was justified because of his prior criminal offences in conjunction with the underlying expulsion order. But are these tests cumulative or alternative? And are they exhaustive?

The Court does not address these questions. However, the requirement to interpret these grounds consistently with EU free movement law suggests that the two tests are exhaustive. Arguably criminal offences alone could justify detention, in light of the nature of this ground for detention. But the principle of proportionality must mean that detention would be harder to justify in the absence of an expulsion decision, and that the seriousness and number of the offences are also highly relevant. (Remember that detention under the Directive is distinct from detention ordered as a result of a criminal conviction, or pre-trial detention linked to the criminal proceedings).

Conversely, it seems unlikely that an expulsion decision alone could justify detention on this ground. If that were permitted, it would be too easy for Member States to justify the detention of almost all asylum-seekers, by issuing irregular migrants with expulsion orders as soon as they are apprehended, before they can apply for asylum. This would undercut the Court’s emphasis on the exceptional nature of detention of asylum-seekers. Furthermore, the Directive has a lex specialis on detaining asylum-seekers who had been subject to expulsion orders: the ‘last-minute application’ clause. If the drafters of the Directive had intended a broader possibility to detain asylum-seekers merely because they were subject to expulsion orders, they would have drafted that clause differently.

Other grounds for detention

While most of the JN judgment focusses on the particular ‘public policy and national security’ ground for detention of asylum-seekers, some of the Court’s reasoning casts light by analogy on the validity and interpretation of the other five detention grounds.

First of all, each of the other five grounds for detention of asylum-seekers restricts their liberty, so must be also justified under Article 52(1) of the Charter. Applying the Court’s analysis in the JN judgment by analogy, each of those other five grounds is ‘prescribed by law’, at least according to the CJEU’s approach to that concept. However, the other grounds are not so closely linked to individual conduct of the person concerned, although arguably the ‘last-minute application’ and Dublin III ‘serious risk of absconding’ ground have a closer link than the others (the Dublin III Regulation refers to ‘reasons in an individual case’ to suggest that an asylum-seeker may abscond). Nor is it clear how the ‘exceptional circumstances’ concept applies to the other grounds, although they are all also subject to the general limits and guarantees relating to detention set out in the Directive.

The public interest arguments for the other grounds of detention are less obvious, although the Court could probably find them: the efficiency of the asylum system, and (as regards the entry control and ‘last-minute application’ grounds) immigration control (see the Schwarz judgment by analogy). But the restrictions on liberty are not so obviously appropriate as is the case for public policy and national security (except as regards the ‘last-minute application’ clause, provided that there was an effective opportunity to apply for asylum).

As for necessity, the Court applied the ‘strictly necessary’ rule to all deprivations of liberty. Furthermore, the other grounds for detention are also subject to the general limits and safeguards set in the Directive, and the rule that detention must be provided for in national law. However, not all of the specific features which the Court discussed in JN apply to the other grounds for detention: there is no obligation that detention on the other grounds be ‘required’, and the interpretation of those other grounds under EU law and international human rights soft law will necessarily be different. That brings us neatly to the Court’s innovative use of that soft law.

The Court’s use of ‘soft’ human rights law

First of all, the Court’s use of international human rights ‘soft law’ is remarkable in itself. It’s only taken account of such rules once before in the immigration and asylum context: the El Dridl case, where the preamble to the Returns Directive referred to a Council of Europe Recommendation on detention of irregular migrants. But in JN, the explanatory memorandum to the original proposal is enough to trigger incorporation of the soft law into the Court’s interpretation of the Directive.

It’s not clear if this may have broader implications beyond the reception conditions Directive. I’ve checked the original proposals for the other second-phase asylum laws, and none of them refer to international soft law as far as I can see. (But note that the preambles to the legislation do refer to the Geneva Convention on refugee status, as well as the UN Convention on the Rights of the Child).

However, it does have a number of implications for the interpretation of the reception conditions Directive. I have read through both ‘soft law’ measures invoked by the Court, and noted some key points where they could be useful in interpreting the Directive. For the sake of readability, I have put some of the detail in an Annex to this blog post. But here are the highlights.

The soft law gives more precise explanations for detention on grounds of determining nationality or identity, or to determine elements of the claim. A crucial point here is a detailed interpretation of Article 31 of the Geneva Convention, which states that refugees ‘coming directly’ from persecution cannot be penalised for irregular entry if they breach immigration law for ‘good cause’ and contact the host State’s authorities ‘without delay’. This is a big issue in practice.

Two years ago, in its judgment in Qurbani (discussed here), the CJEU said it would not interpret Article 31 of the Convention, unless EU legislation referred to it. Well, the preamble to the second-phase reception conditions Directive does refer to it, in the context of detention (so does the Dublin III Regulation, and EU anti-smuggling law). Since criminal penalties for irregular entry are affected by the Returns Directive (according to the CJEU’s case law), it must follow that they are also affected by EU asylum law, a fortiori because the EU legislators expressly refer to Article 31 of the Convention.

What does this mean on the ground? First of all, the UNHCR guidelines say that asylum-seekers are covered by Article 31, even if their refugee status has not yet been established. Next, the 1999 version of the guidelines say that ‘coming directly’ also covers cases where asylum-seekers travelled through other countries. The ‘good cause’ rule must be interpreted in context, and there is no strict time limit for contacting the authorities. Between them, these interpretations of Article 31 should limit asylum-seekers’ criminal convictions for irregular entry considerably. In any event, EU legislation and case law says that asylum-seekers are entitled to stay on the territory and are outside the scope of the Returns Directive since they cannot be considered irregular; subjecting them to a criminal prosecution for irregular entry would directly contradict this.

Furthermore, the soft law is relevant not only to the grounds for detention, but also alternatives to detention, judicial review of and the conditions for detention. On that latter point, it mentions the practice of religion in detention, as well as a broader measure of contact with the outside world. Asylum-seekers should have a complaints procedure concerning detention conditions. There are more details on detention of vulnerable persons.

On that point, I can never pass on an opportunity to comment on the quite obnoxious derogations permitted in the Directive, allowing Member States to waive the requirements for separate accommodation for detained families and detaining women separately from unrelated men, in ‘duly justified’ cases at the border. In light of the Charter rights to privacy, the rights of the child and the EU’s imminent signature of the Council of Europe Convention on violence against women (on which, see here), these derogations are surely either invalid or can only apply in cases of force majeure.

Interpretation of the Returns Directive

The Returns Directive says nothing explicitly on the lapse of return decisions. This judgment is the first time the CJEU has ruled on the issue. While the Court only addresses the specific point of return decisions lapsing due to an asylum application, it might be argued by analogy that the lapse of return decisions in other circumstances is also incompatible with the Returns Directive. Although Member States are allowed to set higher standards than the Returns Directive, that only applies if those standards are still ‘compatible’ with the Directive. As we saw in theZaizoune judgment (discussed here), such higher standards cannot amount to a waiver of the obligation to return people. It’s implicit in the JN ruling that equally it’s not compatible with the Directive for return decisions to lapse as soon as an asylum application is made.

The role of law in the development of the EU’s asylum regime

The JN ruling came as the EU took further measures to reduce the numbers coming to or staying on the territory – most notably by reaching a controversial arrangement with Turkey (on which, see here). Overall, the judgment sends a clear signal that the CJEU is going to assert its legal authority to ensure that measures taken to deal with the refugee and migration crisis are compatible with human rights, in particular as regards asylum-seekers – although conversely the Court is keen to strengthen the obligation to expel those who have not established any need to stay.

More broadly, the EU’s refugee policies are obviously in a state of deep crisis. Rather than leave the issue entirely to populists at the EU or national level, it would be better for the EU ask a panel of respected international experts to recommend (quickly) how the EU, in the wider international context, should deal with the crisis. I would nominate (say) Mary Robinson, David Miliband, Madeline Albright and Carl Bildt for this task. In any event, we cannot go on as we are: the EU needs an asylum policy that is simultaneously fair, humane, realistic and coherent; but it is falling far short of that at the moment.

Barnard & Peers: chapter 26

JHA4: chapter I:5

Photo credit: UNHCR, B. Szandelszky

Annex

Council of Europe Committee of Ministers Recommendation

Point 1 – the definition of ‘detention’ is taken implicitly from ECHR case law, and is more precise than in the Directive

Point 3 – a general provision says ‘the aim [of detention] is not to penalise asylum-seekers’. The ground of detention to determine nationality or identity is explained in more detail than under the Directive. It applies ‘in particular when asylum seekers have destroyed their travel or identity documents or used fraudulent documents in order to mislead the authorities of the host state’. The ground of detention to determine elements of the asylum claim is less detailed than under the Directive, which contains the following additional words: ‘in particular where there is a risk of absconding of the applicant’.

There is no parallel to two of the grounds for detention under the Directive: under the Dublin process (ie where there is a ‘significant risk of absconding’ during that process); and where there is an asylum application purely to forestall an expulsion decision, if the asylum-seeker had previously had an opportunity to apply for asylum.

Point 4 – says there must be a ‘careful’ examination of the grounds for detention in individual cases, and detention shall be ‘non-arbitrary’.

Point 5 – discusses grounds for judicial review, which are not expressly mentioned in the Directive. If a maximum detention duration has not been provided for by law, the duration of the detention should form part of the review by the above-mentioned court (see the Mahdi judgment on the Returns Directive by analogy).

Point 6 – ‘Alternative and non-custodial measures…should be considered beforeresorting to measures of detention’. The Directive does not state this expressly.

Point 7 – Measures of detention should not constitute an obstacle to asylum seekers being able to submit and pursue their application for asylum.

Point 8 – Asylum applications from persons in detention should be prioritized for the purposes of processing. This is especially the case where a person is held in detention because of reasons resulting from the law pertaining to foreigners.

Conditions of detention

Point 15 – Detained asylum seekers should be allowed to practice their religion and to observe any special diet in accordance with their religion.

  1. Asylum seekers should be allowed to contact and, wherever possible, receive visits from relatives, friends, social and religious counsellors, non-governmental organisations active in the field of human rights or in the protection of refugees or asylum seekers, and to establish communication with the outside world. Note that this is wider than Article 10(4) of the Directive.
  2. Asylum seekers should be guaranteed access to a complaints mechanism concerning the conditions of detention. This issue is not mentioned in the Directive.
  3. If minors are detained, they must not be held under prison-like conditions…If [placing outside detention] proves impossible, special arrangements must be made.

UNHCR guidelines

Guideline 2 – Interprets Article 31 of Geneva Convention – also referred to in preamble to the Directive. Refers also to UNHCR Executive Committee conclusions for more on when detention is ‘necessary’ under Article 31 of the Convention

Article 31 applies also to asylum-seekers, not just recognised refugees; 1999 version of conclusions: (point 4) ‘coming directly’ clause also covers cases where the asylum seeker transited through other States on way to State where they are now present. No strict time limit to the phrase ‘without delay’. ‘Good cause’ – must look at all the circumstances

Guideline 3 – must consider alternatives to detention first – same as in CoE recommendation.

Grounds for detention (i) to prevent absconding (matches Dublin III Regulation to some extent); (ii) manifestly unfounded or abusive claims (no match with Directive); (iii) to verify identity or security; no reference to nationality (so not as complete a correspondence as CJEU suggests); (iv) elements of the claim – explained in detail ‘within the context of a preliminary interview’ (with further clarification); (v) public health (no match in the Directive); (vi) national security; or (vii) a ‘last minute’ application to frustrate expulsion (no match in the Directive)

Point (d) of Article 8(3) of the Directive doesn’t appear here; ‘procedure to enter the territory’ does not apply.

General rule – cannot use detention as a deterrent, or to dissuade continuing with claims; not punitive or disciplinary, or for breach of rules at reception centres or camps.

Guideline 4.3 – more detailed rules on alternatives to detention than in Article 8(4) of the Directive.

Guideline 5 – detention cannot be discriminatory

Guideline 6 – there must be time limits on detention

Guideline 7(iv) – right of asylum-seeker or lawyer to attend hearing re review of detention; 7(v) – authorities have burden of proof re detention; 7(vi) not an obstacle to pursue the asylum application (as in CoE recommendation).

Guideline 8 – like CoE Recommendation: religious diet, wider access to outside world; more details on basic necessities than in Directive (ie ‘dignity’); no prison uniforms or shackling; also refers to complaints procedure (like CoE Recommendation) but goes into further detail than that Recommendation

Guideline 9 – more details on vulnerable persons than in Art 11(1) of the Directive

La Marche turque : quand l’Union sous-traite le respect de ses valeurs à un Etat tiers

ORIGINAL PUBLISHED ON CDRE SITE (9 MARS 2016)

 par Henri Labayle, CDRE, et Ph. De Bruycker, Omnia

 

Le Conseil européen réuni le 7 mars était supposé examiner l’état d’avancement du Plan d’action entre l’Union européenne et la Turquie, conclu en novembre 2015. L’idée était que, faute de résultats probants, d’autres mesures soient arrêtées. L’arrivée d’une moyenne de 2000 personnes par jour en Grèce depuis le début du mois de janvier plaidait en ce sens.

Pour certains Etats membres, le «Plan B » consistait à fermer les frontières extérieures de l’espace Schengen, quitte à plonger la Grèce dans une crise absolue. Le président du Conseil européen y était favorable puisqu’un projet de conclusions du Conseil ayant fuité à la fin du week-end et largement repris dans la presse faisait état d’une « fermeture de la route des Balkans ».

La « Déclaration » du Conseil européen renvoyant la solution finale de la question à une dizaine de jours n’en fait plus mention. Son objectif affiché est de démontrer que l’arrivée irrégulière ne donne plus accès à l’espace Schengen et qu’il y existe au contraire un chemin légal pour accéder à l’asile dans l’UE, avec le concours de la Turquie. L’examen de son contenu démontre en réalité l’ampleur des dysfonctionnements de la gestion institutionnelle de la crise des migrants (1), traitement que la proposition d’un nouveau principe de répartition des réfugiés (« 1 pour 1 ») ne va pas améliorer (2), a fortiori si la perspective de la fermeture des frontières extérieures de la zone Schengen se confirme (3).

1. Le délabrement du traitement institutionnel de la crise

Rarement, le désordre institutionnel de l’Union aura été aussi apparent que dans son traitement de la crise migratoire qui sévit depuis près d’un an. Outre l’incapacité de l’Union à appliquer ses propres décisions, dans l’indifférence générale, trois illustrations en attestent.

a. le désaveu du Président du Conseil européen

Comparer le texte du projet de conclusions diffusées dans la presse la veille du sommet à celui, définitif, de la « Déclaration » des chefs d’Etat et de gouvernement révèle les désaccord entre les Etats membres au sein du Conseil européen et, plus précisément, le décalage des points de vue entre son président et la chancelière allemande.

Aligné, comme il semble imaginer que c’est là sa fonction depuis sa nomination, sur la position « dure » des pays du groupe de Visegrad dont il est issu, le président du Conseil européen a toujours prôné, comme seule issue, un contrôle des frontières extérieures sans failles. Il pensait réunir un consensus quant à la détermination des Etats « to get back to a situation where all Members of the Schengen area fully apply the Schengen Borders Code, while taking into account the specificities of the maritime borders, and to end the wave-through approach. Irregular flows of migrants along the Western Balkans route are coming to an end; this route is now closed. The EU will stand by Greece in this difficult moment and will do its utmost to help manage the situation that has arisen as a consequence of this development ».

Passant ainsi la situation grecque par pertes et profits malgré la gravité de sa situation économique, il s’est heurté immédiatement à la détermination inverse de l’Allemagne, peu désireuse d’avaliser les comportements unilatéraux des Etats situés au long de cette route et notamment de l’Autriche. Dès avant le Conseil européen, la chancelière faisait ainsi savoir son opposition à un tel scénario, son porte-parole qualifiant de « spéculation » l’hypothèse d’une telle fermeture, soutenue en cela par le président d’une Commission étrangement silencieuse d’une façon générale.

Le point 2 de la Déclaration diffère donc largement de la version initiale de la Présidence, chacun conservant à l’esprit que la « route des Balkans » en question a vu passer plus de 800 000 personnes en 2015… Si la « pleine application » du Code frontières Schengen est actée, le texte final se borne à noter que « les flux irréguliers de migrants le long de la route des Balkans occidentaux ont désormais pris fin », sans valider une quelconque fermeture de la forteresse Europe.

En fait, le sommet avec la Turquie ne s’est pas déroulé comme imaginé la veille. Faisant suite à une réunion tripartite avec le premier ministre turc et la présidence néerlandaise qui n’aurait pas fait que des heureux parmi les Etats membres mis ainsi devant le fait accompli, la chancelière allemande a écrit un nouveau scénario donnant le premier rôle à la Turquie. En guise de consolation, l’essentiel du reste du projet initial de conclusions a pu alors trouver place dans la Déclaration, à l’issue de onze heures de négociations.

b. le rôle central de la Turquie

Là est le principal enseignement de la réunion du 7 mars : placée au centre de l’échiquier par l’Union, la Turquie a déposé une proposition alternative basée sur un principe intitulé « 1 pour 1 ». En clair, pour chaque réadmission d’un ressortissant syrien par la Turquie il y aurait une réinstallation correspondante d’un autre syrien acceptée par l’UE.

Ce faisant, la Turquie opère un rétablissement diplomatique étonnant, dans une atmosphère tendue par le conflit syrien et les atteintes à la liberté de presse à Ankara. Ces mesures qualifiées par la Déclaration « d’audacieuses » sont censées constituer, si elles voient effectivement le jour, une véritable « percée » qui expliquerait l’importance des contreparties accordées à la Turquie :

  • accélérer la mise en œuvre de la feuille de route relative à la libéralisation du régime des visas avec tous les États membres, en vue de supprimer les obligations de visa pour les citoyens turcs au plus tard à la fin du mois de juin 2016;
  • accélérer le versement du montant de trois milliards d’euros initialement alloué pour assurer le financement d’une première série de projets avant la fin du mois de mars, et décider de la mise en place d’un financement supplémentaire pour la facilité budgétaire en faveur des réfugiés syriens;
  • préparer dans les meilleurs délais la décision relative à l’ouverture de nouveaux chapitres dans le cadre des négociations d’adhésion, en s’appuyant sur les conclusions du Conseil européen d’octobre 2015.

On conçoit qu’un délai supplémentaire ait été exigé pour mesurer la portée de telles options et, sans doute aussi, pour calmer l’inquiétude d’un certain nombre d’Etats membres dont Chypre. On ne peut néanmoins que se désoler de voir l’Union européenne en être réduite à s’appuyer sur un Etat tiers pour s’acquitter ( ?) de ses obligations internationales, faute d’être capable de s’accorder avec ses Etats membres sur le partage de la charge de l’accueil des réfugiés conformément au principe de solidarité reconnu par le Traité de Lisbonne (article 80 TFUE).

Se défaussant sur un Etat tiers moins recommandable qu’elle ne le prétend, l’Union foule ainsi aux pieds ses propres valeurs, valeurs qu’au demeurant elle est incapable de faire respecter par ses propres membres.

c. l’absence du couple franco-allemand

Il est de plus en plus mis en lumière par la presse française, à juste titre, semblant indiquer ainsi que l’unité au sein de ce couple n’est que de façade, empêchant ainsi les réflexes classiques de l’Union de fonctionner à l’instant de conclure les compromis nécessaires.

On se souvient ainsi des déclarations du premier ministre français hostiles à la relocalisation, peu diplomatiques puisqu’effectuées lors d’un voyage en Allemagne, autant que de l’insistance des autorités françaises à parler de « crise des migrants », là où le partenaire allemand souligne la présence de « réfugiés ». L’opposition du Premier ministre britannique à une future « réinstallation » isole donc le troisième membre du trio des grands Etats, incapable d’un positionnement clair. Il faut également garder en mémoire l’hostilité de la France au mécanisme permanent de relocalisation proposé par la Commission.

On ne peut donc qu’imaginer que l’accord français quant à cette réinstallation soit relativement fragile et que sa compréhension envers la Turquie soit des plus relatives. La question de la libéralisation des visas, particulièrement sensible pour la France, comme celle de la relance du processus d’adhésion forment les points saillants de cette réticence française à suivre l’initiative allemande. D’autant qu’elle n’y a pas été associée, à supposer même qu’elle en ait été informée par Angela Merkel lors de sa visite préparatoire à Paris, avant le Sommet. Elle n’a pas davantage été conviée aux réunions du dimanche soir où le premier ministre néerlandais, la chancelière et le premier ministre turc ont scellé discrètement leur accord.

C’est donc le leadership allemand, et lui seul, appuyé par une présidence néerlandaise alignée sur la ligne expéditive qui a conduit à la solution proposée, faute des contrepoids habituels en la matière. Ni la Commission, ni un Parlement qui n’en sort pas grandi, n’ont compensé l’absence de vision commune ou d’alliances solides.

Cette conjonction de facteurs éclaire donc les conditions institutionnelles dans lesquelles l’Union a délibérément décidé de s’en remettre à un Etat tiers, provoquant des graves interrogations.

2. Les interrogations quant au principe « 1 pour 1 »

Là est la principale source d’interrogation posée par la lecture de la Déclaration du 7 mars. Dans l’objectif louable et légitime de briser le « business model » des passeurs en rendant leur office inutile, proposition est faite d’ouvrir, enfin, une voie d’accès légal au territoire de l’Union. Celle-ci doit évidemment être approuvée pour au moins deux raisons fondamentales.

Tout d’abord, cet accès légal via la Turquie permettra d’éviter que les personnes n’aient d’autre choix dans leur recherche d’une protection que de mettre en péril leur vie et celle de leurs enfants. En second lieu, cet accès légal devrait dans une mesure qui reste cependant à déterminer mettre fin, par la force des choses, au modèle économique développé en toute quiétude en Turquie dans les derniers mois. De la production industrielle de gilets de sauvetage inefficaces aux réseaux de passeurs opérant jusqu’en Grèce, ce modèle étonne par la facilité avec laquelle il s’est déployé et continue d’officier, dans la plus parfaite indifférence des autorités turques, pour ne pas en dire plus … On peut du reste s’étonner que la répression pénale de ce modèle n’ait pas fait l’objet de dispositions spécifiques parmi les priorités de la Déclaration.

Il n’en reste pas moins que les problèmes soulevés par l’option de renvoyer à la Turquie, non seulement les migrants irréguliers mais aussi tous les demandeurs d’asile arrivant dans les îles grecques sont extrêmement sérieux. Un survol rapide permet d’en prendre conscience.

a. l’obligation de respecter le droit de demander l’asile

Renvoyer des demandeurs de protection vers la Turquie pose d’abord la question de savoir si la Turquie est un « pays tiers sûr » (STC pour Safe Third Country), ce qui, contrairement à ce que les autorités de l’Union prétendent unanimement, est loin d’être acquis comme cela été a été démontré sur le blog Omnia à propos du plan d’action conclu entre la Turquie et l’Union en octobre 2015. La justification mise en avant dans sa conférence de presse par Jean Claude Juncker quant à la compatibilité de l’accord avec la Turquie au regard des règles du régime d’asile commun mérite donc d’être tempérée.

Les efforts, incontestables, de l’Etat turc pour faire face administrativement à une pression hors du commun n’en atténuent pas pour autant la dérive autoritaire du régime politique au pouvoir. Qui, dans l’Union, peut objectivement lui renvoyer à ce jour un Kurde ayant fui la guerre civile qui s’est rallumée dans les conditions que l’on sait ?

De plus, l’application du principe STC ne signifie pas pour autant que les demandes d’asile ne puissent pas être déposées. Le droit de demander l’asile doit être respecté et toute requête doit être enregistrée. Ce point devra évidemment être clarifié lorsque le Conseil européen se penchera sur les détails de la mise en œuvre de cet accord dans les prochains jours, sous peine de poser de graves problèmes de légalité, au regard du droit dérivé comme de l’article 18 de la Charte européenne des droits fondamentaux.

En outre, comme l’a opportunément rappelé le Haut Commissariat des Nations Unies pour les Réfugiés dans sa réaction publique à la Déclaration, effectuée devant le Parlement européen, l’application du principe du « pays tiers sûr » doit, en vertu du droit international, être accompagnée de garanties procédurales, en particulier un droit à agir en justice pour en contester le bien fondé à propos de la Turquie, sur la base de l’article 46 de la directive 2013/32 sur les procédures d’asile. La question des personnes « vulnérables » qui ne seraient pas en mesure d’être renvoyer en Turquie doit également être pris en considération comme exigé par l’article 14 de la directive directive 2008/115 dite « directive retour ».

Enfin, les modalités selon lesquelles l’accord de réadmission avec la Turquie aurait vocation à s’appliquer appellent la plus grande vigilance. On sait en effet l’attention de plus en plus sévère de la Cour européenne des droits de l’Homme quant au respect de l’article 4 du Protocole 4 à la CEDH, repris par l’article 19 §1 de la Charte des droits fondamentaux. Le retour automatique de personnes sans examen de leur situation individuelle pour la seule raison qu’elles arriveraient en groupe sur des îles grecques courrait le risque d’une censure semblable à celle de l’arrêt Khlaifia et autres c. Italie, certes porté depuis en grande Chambre, et examiné dans le blog Omnia.

b. le principe de non-discrimination

Le Conseil européen prétend donc « procéder, pour chaque Syrien réadmis par la Turquie au départ des îles grecques, à la réinstallation d’un autre Syrien de la Turquie vers les États membres de l’UE, dans le cadre des engagements existants ».

Ce principe « 1 pour 1 » formule clairement ici une discrimination directe, parce que fondée sur la nationalité et contraire à l’article 3 de la Convention de Genève relative au statut des réfugiés, ainsi qu’au principe de l’égalité en droit communautaire.

Si les candidats syriens méritent prima facie d’avoir accès à la protection, aucune raison juridique ne justifie d’exclure a priori d’autres candidats à l’accès au territoire de l’Union pour la simple raison qu’ils ont une autre nationalité, par exemple afghane ou érythréenne.

c. la réalité de l’ouverture d’un accès légal à l’Union

Tout d’abord, le nombre de personnes que l’UE envisage de réinstaller est loin d’être clair. Aucun chiffre ne figure dans les conclusions du Conseil européen, ce qui a d’ailleurs toujours été soigneusement dissimulé par le Plan d’action convenu avec la Turquie. Les présentes conclusions préservent ce mystère en disant que « le présent document n’établit aucun nouvel engagement pour les Etats membres en matière de relocalisation et de réinstallation » (point 3, dernier alinéa). Pas de nouveaux engagements, soit, mais quels engagements en fait ?

Cette ambiguïté pourrait créer de sérieux problèmes avec la Turquie dans un avenir proche, sinon conduire même à un blocage de l’accord conclu. En vertu de la logique « 1 pour 1 », les autorités turques devraient en effet s’attendre à un nombre de personnes réinstallées en concordance avec le nombre de personnes réadmises en Turquie. Or, et il n’y a aucun doute sur ce point, l’Europe a évidemment à l’esprit un plafond, sans même parler de certains États membres radicalement hostiles à la réinstallation au départ de la Turquie vers l’UE comme ils le sont à la relocalisation entre Etats membres.

Mais il y a pire. On peut en effet se demander si les Européens ne vont pas faire tout ce qu’ils peuvent pour vider de contenu leur promesse. La réinstallation est en effet prévue à ce stade pour « pour chaque Syrien réadmis par la Turquie au départ des îles grecques ». Qu’en sera-t-il pour ceux appréhendés en haute mer ou dans les eaux turques ?

On le sait, l’Union mène en mer Egée une opération de surveillance coordonnée par Frontex, bénéficiant également de la collaboration de certains bateaux de l’OTAN. Toute opération d’interception, à titre sécuritaire ou de sauvetage, ayant pour résultat d’empêcher les personnes de débarquer sur les îles grecques pourrait conduire au retour des personnes concernées en Turquie sans engagement de l’UE à réinstaller un nombre équivalent. On peut donc se demander à quel point le marché de sous-traitance envisagé par l’Union n’est pas un marché de dupes.

Enfin, la question du caractère volontaire ou obligatoire du mécanisme envisagé pourrait créer d’autres problèmes dans sa réalisation concrète, si l’on se souvient du feuilleton de la relocalisation qui, après avoir fait l’objet d’un premier accord intergouvernemental dans sa forme volontaire, a ensuite été coulée dans un texte juridiquement contraignant adopté à la majorité qualifiée pour forcer les Etats récalcitrants à l’accepter, sachant qu’elle n’a pour ainsi dire pas été mise en œuvre depuis son adoption en septembre 2016 et qu’elle est contestée en justice…

3. La persistance des velléités de fermeture des frontières

L’objectif de la chancelière allemande était clair, éviter une embolie de la Grèce provoquée par son isolement et la fermeture des frontières des Etats l’entourant. La crise économique et budgétaire aurait en effet découlé immédiatement de la crise humanitaire. D’où son opposition à la « fermeture » de la route des Balkans.

Le plan B consistant à fermer les frontières de Schengen aux demandeurs d’asile n’est pas abandonné pour autant. Le revirement autrichien a, par sa déloyauté, apporté un soutien décisif aux États membres du groupe de Visegrad en faveur de cette option en organisant cette quasi-fermeture, contrairement à ce que cet Etat membre avait promis à ses partenaires européens et en violation de ses obligations européennes et internationales.

Même si la querelle sur la phrase relative aux « flux irréguliers des migrants le long de la route des Balkans occidentaux » a été perdue par ce groupe d’Etats, l’intention des Etats membres demeure claire : « Les chefs d’État ou de gouvernement ont également rappelé que, lors de sa réunion des 18 et 19 février, le Conseil européen a décidé de revenir à une situation où tous les membres de l’espace Schengen appliquent pleinement le code frontières Schengen, tout en tenant compte des particularités des frontières maritimes, et de rompre avec la politique du « laisser passer » (point 2). L’interrogation consiste ici à savoir ce à quoi il est fait allusion à propos de la « politique du laisser passer » : joue-t-elle sur les frontières intérieures ou extérieures de l’espace Schengen ? Plusieurs éléments incitent à penser que la seconde interprétation est la bonne :

  • en premier lieu, la fermeture de leurs frontières extérieures par plusieurs Etats membres, assortie de quotas de demandeurs d’asile, en violation évidente du principe de non-refoulement, est passée sous silence par le Conseil européen. Ce choix coordonné et organisé collectivement laisse donc planer l’hypothèse du plan B ;
  • ensuite, la fourniture d’une aide humanitaire à la Grèce par l’Union afin de l’aider à survivre avec les migrants et les réfugiés qui pourraient être bloqués sur son territoire en raison de la fermeture des frontières de ses voisins, peut être interprétée comme acceptant implicitement le fait accompli;
  • l’Union envisage encore « une aide supplémentaire à la Grèce pour ce qui est de gérer les frontières extérieures, y compris celles avec l’ancienne République yougoslave de Macédoine et l’Albanie », semblant ainsi l’inciter à mettre en place des contrôles de sortie conformément au Code Schengen puisqu’il s’agit là de frontières extérieures. La situation de la Grèce semble donc, à ce stade, loin d’être réglée ;
  • enfin, selon le même ordre d’idées, la Déclaration invite à « prendre immédiatement toute mesure nécessaire en ce qui concerne de nouvelles routes qui pourraient s’ouvrir », confirmant ainsi la priorité donnée à la fermeture de l’espace commun.

Or, les frontières extérieures de l’Union ne peuvent pas, juridiquement, être fermées comme s’il n’y avait personne pour répondre quand quelqu’un frappe à votre porte. Cette possibilité n’est tout simplement pas prévue par le Code frontières Schengen. Comme déjà indiqué ci-dessus, les réfugiés doivent toujours avoir la possibilité de déposer une demande d’asile à la frontière. La directive sur les procédures d’asile prévoit précisément que les États membres ont la possibilité de mettre en œuvre des procédures frontalières dérogeant à certaines garanties procédurales. Ainsi, il est interdit de fermer les frontières en droit tout comme il est impossible de le faire en pratique.

Rappelons à l’égard de ceux qui pensent que le principe de non-refoulement prohibe seulement de ne pas renvoyer des réfugiés vers le pays qu’ils fuient, que ce principe concerne également tout autre pays où ils seraient soumis à des traitements inhumains ou dégradants prohibés par l’article 3 de la CEDH et 4 de la Charte de l’Union. La Cour européenne des Droits de l’Homme a estimé dans la célèbre affaire MSS que cela empêchait ainsi le retour de demandeurs d’asile vers la Grèce, en raison des conditions inhumaines et dégradantes dans lesquelles ils étaient reçus. Cette interdiction est opposable aux Etats membres mais aussi à tous les Etats parties à la CEDH de la région, de la Serbie à la Roumanie jusqu’à … la Turquie. Qui peut d’ailleurs jurer aujourd’hui des conditions d’accueil dans ces Etats ?

Enfin, la volonté implicite de certains Etats de transformer la Grèce en une sorte de camp de réfugiés semble également contraire à l’article 80 TFUE selon lequel « les politiques de l’Union visées au présent chapitre et leur mise en œuvre sont régies par le principe de solidarité et de partage équitable des responsabilités, y compris sur le plan financier ».

Cette disposition oblige directement les institutions de l’UE, ce qu’est désormais le Conseil européen. Faire valoir que l’acheminement de l’aide humanitaire est un signe de solidarité envers la Grèce n’interdit pas à celle-ci d’exiger de ses partenaires un partage équitable des responsabilités.

D’autant que ceux d’entre eux qui évoquent les multiples défaillances de la Grèce, parfaitement avérées, ne sauraient s’en prévaloir pour prétendre se dégager de leurs propres obligations à son égard : le principe de réciprocité ne vaut pas en droit de l’Union. Le temps n’est-il d’ailleurs pas venu de s’interroger sur un principe de base tel que celui de la force majeure ? Qui peut croire que, seul, un Etat comme la Grèce soit en mesure de mettre en œuvre ses obligations légales face à l’arrivée de plus de 800.000 personnes …

Au total, la manière dont les Européens s’enfoncent dans le règlement de la crise des réfugiés annonce un proche avenir bien sombre. Son incapacité à s’organiser et en particulier le refus de ses Etats membres à faire preuve de l’efficacité et de la solidarité requise amène l’Union à se placer dans une position de dépendance vis-à-vis de la Turquie. Semblables à des derviches tourneurs que le premier Ministre turc ferait danser durant un Conseil européen de plus en plus improvisé au fur et à mesure que la nuit avance, les chefs d’Etat et de gouvernement ont été gagnés par le tournis au point de perdre le sens de leurs valeurs tant monétaires que morales.

Au bout de la nuit, la Turquie est parvenue à leur présenter une addition de plusieurs milliards dont elle se réserve le droit de faire fluctuer le montant total pour marquer son accord sur une déclaration qui s’apparente à un contrat de sous-traitance du droit d’asile assorti d’une condition résolutoire purement potestative à son profit. L’une des clauses de ce contrat comprend notamment une limitation du droit d’asile dans l’Union européenne sur la base de quotas incertains dont le principe est avalisé par un Conseil européen à l’intérieur duquel certains Etats membres, par exemple l’Allemagne, reprochant à d’autres Etats membres, par exemple l’Autriche, d’avoir récemment adopté de telles mesures…

Lorsqu’ils auront repris leurs esprits face à une Turquie savourant sa revanche sur une Europe qui ne veut pas d’elle, ces chefs d’Etat et de gouvernement dont l’aveuglement d’aujourd’hui succède à leur incapacité à agir d’hier, décréteront-ils demain que la seule solution reste de fermer les frontières de l’Europe aux réfugiés comme aux migrants ? Pensent-ils convaincre les passeurs qui explorent d’ores et déjà la voie albanaise avant de redécouvrir la route meurtrière de Lampedusa ?

Le marché ainsi passé, dans la lâcheté la plus complète de l’ensemble des Etats membres, s’avèrera alors être ce qu’il est en définitive : un marché de dupes où l’Union aura sacrifié ses principes pour un plat de lentilles …